DEPARTMENT OF TRANSPORTATION
BOARD FOR CORRECTION OF MILITARY RECORDS
Application for the Correction of
the Coast Guard Record of:
BCMR Docket No. 2002-051
XXXXXX, XXXXXX X.
XXX XX XXXX, XXX
DECISION OF THE DEPUTY GENERAL COUNSEL
ACTING UNDER DELEGATED AUTHORITY
______ I approve the recommended Order of the Board.
______ I disapprove the recommended Order of the Board.
X I concur in the relief recommended by the Board.
Date: February 20, 2003
Rosalind A. Knapp
Deputy General Counsel
as designated to act for the
Secretary of Transportation
DEPARTMENT OF TRANSPORTATION
BOARD FOR CORRECTION OF MILITARY RECORDS
Application for Correction of
the Coast Guard Record of:
BCMR Docket No. 2002-051
XXXXXX, XXXXXX X.
XXX XX XXXX, XXX
FINAL DECISION
GARMON, Attorney-Advisor:
This is a proceeding under the provisions of section 1552 of title 10 and section
425 of title 14 of the United States Code. It was docketed on February 22, 2002 upon
receipt of the applicant’s request for correction.
members who were designated to serve as the Board in this case.
This final decision, dated February 6, 2003 is signed by the three duly appointed
APPLICANT’S REQUEST
The applicant asked the Board to correct her military record to show that she was
not fit for full duty (NFFD) on October 23, 19XX and reinstated on the temporary
disability retirement list (TDRL). Such a correction would set aside the Coast Guard’s
finding that she was fit for full duty (FFD) and her removal from the TDRL.
APPLICANT’S ALLEGATIONS
The applicant alleged that on March 5, 19XX, a Physical Evaluation Board (PEB)
diagnosed her with “atypical basilar migraine, that did not exist prior to enlistment ….”
She alleged that in the following month, she was placed on the TDRL with a thirty
percent disability rating. She alleged that in February 19XX, the Department of
Veterans Affairs (DVA) found her to be eighty percent disabled as a result of her
condition.
The applicant alleged that when she received her first periodic reevaluation in
March 19XX, the examining neurologist concluded that she was NFFD and should
remain on the TDRL for further observation. She alleged that a Central Physical
Evaluation Board (CPEB), which convened on April 23, 19XX, found her physically and
mentally unfit, but erroneously assigned her a zero percent disability rating and
recommended her separation with severance pay. She rejected the recommendation of
the CPEB and requested a formal hearing before the Formal Physical Evaluation Board
(FPEB).
The applicant alleged that the FPEB improperly recommended that she be found
FFD. She alleged that on November 5, 19XX, she filed a rebuttal, which argued that the
FPEB’s decision was contrary to the evidence in the record and “entirely unexplained.”
She alleged that on December 27, 19XX, the Commander of Coast Guard Personnel
Command (CGPC) upheld the recommended findings of the FPEB and that as a result,
she was found FFD and unjustly removed from the TDRL.
The applicant alleged that on February 2, 2002, she received notice of CGPC’s
final decision, which failed to offer any explanation or reasons for its approval of the
FPEB’s recommendation but extended an offer for her to reenlist. She alleged that
because she was NFFD, she rejected the Coast Guard’s offer to resume active duty.
SUMMARY OF THE APPLICANT’S RECORD
On September 26, 19XX, the applicant enlisted in the Coast Guard. She joined a
rate and was advanced to petty officer third class (paygrade E-4) in 1997. According to
the applicant’s military medical records, she began receiving treatment for headaches
and/or migraine headaches in July 19XX.
On July 31, 19XX, the applicant received a CT scan at a non-military medical
facility due to “headache (sudden) loss of peripheral vision, [and] weakness in both
hands.” The impression was “[n]ormal non-enhanced CT of the brain.” On September
17, 19XX, she was evaluated at a clinic in follow-up to her July 31st treatment and was
found to be currently asymptomatic and FFD.
On September 18, 19XX, the applicant visited a naval clinic, complaining that she
had a migraine headache for nine and one-half hours. She was treated with medication
and released. On September 19, 19XX, she was seen for a follow-up visit. At that time,
she was found to be asymptomatic and FFD.
On October 5, 19XX, the applicant was hospitalized for two days for acute
confusional state. She underwent a CT scan of the brain for “headache, [and] mental
status changes.” The CT report indicated no evidence of acute abnormality. On
October 7, 19XX, she was given a discharge diagnosis of “complicated migraine” and
placed on convalescent leave until October 14, 19XX. However, on October 13, 19XX,
the applicant was hospitalized for two days due to “conversion disorder, mixed panic
attacks” and complex migraines. A radiological chest examination was performed in
response to her complaint of respiratory distress. The report indicated no evidence of
acute cardiopulmonary disease.
On October 15, 19XX, a narrative summary was prepared on the applicant’s
October 13th admission. It noted an admission diagnosis of atrial fibrillation with
dissociative episode and a discharge diagnosis of “ Axis I: Conversion disorder with
mixed presentation, rule out panic attacks, Axis II: Deferred, Axis III: History of
migraine headache and atrial fibrillation.” Her records indicate that she was to return
to full duty without physical or geographical limitations.
On October 23, 19XX, the applicant was reassessed and instructed to work for
three days per week for no longer than eight hours each day during the following two
weeks. On November 3, 19XX, the applicant was seen for a follow-up visit. The
medical records indicate that the planned course of treatment included a “neurology
appointment and psych testing.” She was found to be FFD and scheduled for a follow-
up appointment in two to three weeks.
On November 9, 19XX, the applicant was evaluated by a neurologist for “spells
of confusion/sleepiness.” She underwent an EEG, which showed “bilateral generalized
slowing … bilateral encephalopathy, of undetermined etiology.” The November 9th
health record entry indicates that the applicant reported that “[she] had [an] episode of
confusion on 25 Oct[ober 19XX.] She awoke [at 3 a.m.,] she did not think [her] ‘brain
was right,’ tried deep breathing [exercises;] next thing she remembers is 12 [hours] later.
… Husband says she … went to sleep and did not awaken. She was not responsive for
36 [hours], then suddenly came out of it. …” A repeat EEG and MRI were ordered and
the applicant was advised to follow-up when the results were available.
On November 11, 19XX, the applicant underwent an MRI of the brain. On
November 16, 19XX, she was seen for a follow-up visit to review the findings of her
November 9th MRI. The MRI results indicated that her brain was structurally normal
and showed no abnormalities. The health record entry indicates that she received a
repeat EEG, which again showed a recording that was abnormally slow. The
impression of the applicant’s condition included “3 episodes of delirium, no clear
etiology … [which] may still be migraine related.” The neurologist’s recommended
plan was to “consider [a] repeat EEG or prolonged EEG study.” He ordered that she
follow up in one or two months.
On December 3, 19XX, the applicant was reevaluated by neurology for “spells
and abnormal EEG[s].” During this visit, she indicated that she had no repeat episodes
of confusion, headaches, or somnolence, and stated that she had been doing well. The
neurologist recommended further evaluation and EEG monitoring. On December 8,
19XX, the applicant was evaluated in follow up. She reported that she had had no new
episodes and was asymptomatic. She was scheduled for a prolonged EEG and found
FFD.
On January 13, 19XX, the applicant was admitted to the hospital for complex
migraine and anxiety. She underwent an EEG due to the onset of acute delirium. The
impression showed a recording that was “markedly abnormal.” She was discharged
with a diagnosis of “complex migraine” on the following day, and ordered to follow-up
with her treating neurologist in one or two weeks.
On January 25, 19XX, the applicant was seen for an evaluation and assessed with
“basilar artery like migraine syndrome.” She was advised to return, as needed or
sooner, if her symptoms worsened. She was found to be not fit for sea duty.
On January 28, 19XX, the applicant had a follow-up visit with her treating
neurologist. She reported that two days before, “she had some anxiety at work and
thought she might have a spell, but did not.” The impression of her condition was
“basilar migraine with prolong[ed] delirium.” The neurologist ordered a “SPECT
imaging of the brain,” which was to be compared to a prior SPECT exam, performed on
January 3, 19XX. The applicant was to follow-up when the results were available.
On February 4, 19XX, the applicant was seen on a walk-in appointment for a
“real[l]y bad real[l]y fast frontal [headache].”
She reported having increased
photophobia but no double or blurred vision, nausea, chest pain, or palpitations. She
also reported that the headache resolved after thirty minutes. The applicant was
assessed with a headache.
On February 9, 19XX, the applicant met with her treating neurologist regarding
the results of her follow-up SPECT scan. A comparison to her prior SPECT exam
yielded an impression that the “follow up brain SPECT [was] demonstrating marked
improvement in cerebral perfusion,” therefore, the neurologist found that no PET scan
was necessary. According to the February 9th health record entry, she reported that on
the evening of February 8, 19XX, she experienced “increased heart rate,
hyperventilating, and fear about what was happening …,” but her symptoms resolved
after one minute. The planned course of treatment included referring her to a PEB and
further neurological follow-up in one month.
On February 11, 19XX, the applicant was evaluated for a second opinion, at her
request, on the tentative diagnosis of basilar artery migraines. She was assessed as
most likely suffering from “a migraine related event but … does not seem to have
typical symptoms of a basilar artery distribution such as diplopia, dysarthria, or
vertigo. Therefore, dysphrenic migraine may be more appropriate.” On the same date,
the applicant was evaluated in follow-up. She was assessed with “basilar [headache],”
advised to monitor her blood pressure daily, and found fit for light duty.
On March 5, 19XX, the applicant was evaluated by an Initial Medical Board
(IMB). The IMB diagnosed the applicant with “atypical basilar migraine, that did not
exist prior to enlistment, 346.20.” The IMB found that the her condition “interferes with
the reasonable performance of assigned duties” and referred her to a PEB. On March
17, 19XX, one of the applicant’s treating physicians concurred with the findings of the
IMB, stating in an addendum that “[t]he member is unable to perform all of the duties
of her rate and rank in the USCG. [It is] therefore recommend[ed] that the member be
separated from the USCG due to her medical disability.”
On April 5, 19XX, the applicant’s Commanding Officer (CO) notified the
Commander of CGPC by memorandum that he concurred with the results of the IMB.
In that memorandum, the CO stated that “[the applicant’s] ability to function in the
workplace is seriously compromised by her condition. While she is a very willing and
capable worker, her reliability is questionable. … [She] will never be fit for full duty. …
I believe that she will never be fit for unrestricted, world wide assignment. …” On
April 22, 19XX, the CPEB assigned the applicant a thirty percent disability rating and
recommended that she be placed on the TDRL.
On July 4, 19XX, the applicant was placed on the TDRL and retired honorably
from the Coast Guard for a “temporary disability.” She was assigned an RE-2 reenlist
code (ineligible for reenlistment) and an SFK separation code, which denotes a
“mandatory retirement required by law due to temporary physical disability.”
Based on its examination of the applicant on July 21, 19XX and her military
medical records, in March 19XX, the DVA found the applicant to be eighty percent
disabled by her migraine headache condition. The DVA report, in part, indicated the
following:
Since the disability at issue does not have its own evaluation criteria assigned in VA
regulations, a closely related disease or injury was used for this purpose. An evaluation
of 80 percent is granted if the record shows an average of at least one major seizure in
three months over the last year, or more than ten minor seizures weekly. *** Since the
veteran’s headache and period of delirium range from 8 to 36 hours they are better
represented in the schedule of disability ratings as grand mal seizures.
On March 26, 19XX, the applicant was evaluated for her first periodic physical
reevaluation on the TDRL. The evaluation summary states that the applicant reported
that since July 19XX, “she has done well with only occasional mild headache,” and that
because she desired to become pregnant, she was tapered off her medication ….
“without having any recurrence of her symptoms ….” The summary also indicates that
she was “currently 11 weeks pregnant,” and on no course of treatment due to the same.
She reported having no spells of confusion or loss of consciousness. The IMB ordered
no laboratory studies or radiologic tests and assessed her then present status as
“[having] no recurrence of her acute confusional states associated with the basilar
migraine that she experienced in the past. She has been asymptomatic.” The IMB
stated that her condition continues to interfere with performing her duties and would
prevent her from reentering the Coast Guard at the time of the examination. The
applicant was diagnosed with “atypical basilar migraine headache, resulting in acute
confusional state, 346.20, [that] did not exist prior to enlistment.”
On April 23, 19XX, the CPEB determined that the applicant suffered from
“migraine[s]: with less frequent attacks.” The CPEB found that she was mentally and
physically unfit under Veterans Administration Schedule for Rating Disabilities
(VASRD) code number 8100, and that “substantial evidence demonstrates that [the]
evaluee cannot perform regularly or customarily assigned duties.” The CPEB rated her
disability at zero percent and recommended that she be separated from the Coast
Guard with severance pay.
The applicant timely rejected the recommended findings of the CPEB and
requested an appearance before the FPEB.1 In a two-session FPEB hearing, held on July
10, 19XX and October 23, 19XX, testimony and exhibits were entered in the record.
During the second session, the applicant testified about her October 2, 19XX emergency
room visit due to a migraine headache from which she stated she suffered for thirty
hours. The applicant testified that she was treated with medication and released on the
same evening. Moreover, testimony from the March 19XX TDRL examining physician
was admitted in the record, via letter, which, in part, stated the following:
… [the examining TDRL physician does] not feel that [the applicant] is fit for full duty.
Although she has not had any basilar migraines since she was taken off her medications,
it is unclear at this point what the risk of relapse is [sic]. … she should be continued on
the TDRL for another eighteen-month period. … the longer she goes without a basilar
migraine the less likely her recurrence will be.
On October 23, 19XX, the FPEB determined that the applicant was physically
FFD. On November 5, 19XX, she submitted a rebuttal, indicating her disagreement with
the findings and recommendation of the FPEB. On January 11, 2002, the Commander of
CGPC approved the FPEB’s findings and recommendations. He ordered that the
applicant be offered a chance to reenlist or be discharged and removed from the TDRL.
The applicant declined to reenlist and was honorably discharged by reason of
“convenience of the government” on March 1, 2002. At the time of her separation, the
1 Because the record contains evidence that a hearing before the FPEB was held in the applicant’s case, the
Board assumes that the applicant timely rejected the CPEB’s findings. The Board notes that the entire
PDES file could not be located by the Coast Guard in the applicant’s case.
applicant was serving in the grade of E-4 and was credited with 4 years, 9 months, and
9 days of active duty service.
Supplemental Submissions to the Record Received on January 7, 2003
On December 2, 2002, the applicant was hospitalized for “altered mental status.”
She was principally diagnosed with “basilar migraine,” and secondarily diagnosed with
“dysarthria, aphasia, numbness of arms, fingers and face, atrial fibrillation, and
anxiety/panic disorder.” She was treated with medication while in the emergency
room and after admission.
Once admitted, the applicant received a neurological consultation, which listed
an impression of “[a]bnormal EEG because of the presence of moderate to marked focal
slowing over the left central temporal head region, frequently sharp in configuration.
This indicates the presence of localized cerebral involvement. Moderate diffuse slowing
was also evident, indicating generalized cerebral involvement.” She was discharged on
December 3, 2002 with prescribed medications and “no activity restriction.”
VIEWS OF THE COAST GUARD
On July 22, 2002, the Chief Counsel of the Coast Guard recommended that the
Board deny the applicant the requested relief because she “provided no evidence that
she was entitled to a physical disability retirement or an extension of time on the
TDRL.”
The Chief Counsel stated that the Coast Guard committed no error in conducting
its periodic examination of the applicant on April 23, 19XX. He stated that under 10
U.S.C. § 1210 (a) and the Physical Disability Evaluation System (PDES), at least once
every 18 months, a member on the TDRL must undergo periodic physical examinations
as part of the routine CPEB review process. He argued that insofar as the record
indicates that the applicant was examined 18 months after her placement on the TDRL,
she was timely examined in accordance with the PDES time requirements.
The Chief Counsel alleged that the applicant failed to demonstrate any injustice
in the findings of either the CPEB in April 19XX or the FPEB in October 19XX. He
argued that she provided no evidence that she suffered from any migraine headaches
for the duration of time that she was on the TDRL. He contended that the applicant
also failed to present any evidence that suffering from migraine headaches would
entitle her to a permanent retirement. The Chief Counsel argued that in order to have
remained on the TDRL until her next scheduled examination or the expiration of the
statutory five year TDRL period, the applicant would need to show that her condition
had deteriorated during the course of time that she spent on the TDRL. He reasoned
that because her condition did not deteriorate while she was on the TDRL, she was
removed therefrom. Moreover, the Chief Counsel argued, the evidence used to
establish her condition came from medical records dated nearly two years before she
was placed on the TDRL.
The Chief Counsel alleged that the applicant failed to disprove the finding of her
fitness for duty. He stated that “[t]he sole basis for a physical disability determination
in the Coast Guard is unfitness to perform duty.” Article 1.A of COMDTINST
M1850.2B; Article 2.A.38. of COMDTINST M1850.2C; 10 U.S.C. § 1201 (disability
retirement must be based on unfitness to perform duties because of physical disability).
He argued that the applicant failed to provide any evidence that her condition caused
her to be unable to fulfill her duties while on active duty. The Chief Counsel contended
that the Coast Guard’s failure to rate the applicant’s migraine condition was not error
because she provided no evidence that the condition continued to exist.
The Chief Counsel stated that the applicant alleged that the Coast Guard failed to
provide her with an adequate explanation for the FPEB finding of FFD. With respect to
the required findings of the FPEB, he pointed out that “[w]hen the basis for its findings
and recommended disposition is not readily apparent from the documents of record, …
the board will prepare an amplifying statement, setting forth the basis for its findings
and recommend disposition.” Chapter 2.B.3.d. of the PDES Manual. He argued that
the FPEB’s findings made it “readily apparent” that it found the applicant FFD, which
required no further “amplifying statements.”
The Chief Counsel stated that the DVA found the applicant’s migraines to be
service-connected and rated her condition at eighty percent. He argued that the
applicant failed to prove that the FPEB’s findings were in error or unjust simply because
the DVA determined that the applicant’s condition warranted a eighty percent
disability rating. He contended that the DVA rating is not the authority for determining
the fitness to perform the duties of the applicant’s rate and specialty, as the DVA
operates under its own policies and regulations.
APPLICANT’S RESPONSE TO THE VIEWS OF THE COAST GUARD
On July 30, 2002, the Chair sent a copy of the views of the Coast Guard to the
applicant and invited her to respond within 15 days. She was granted a two-week
extension and responded on August 24, 2002.
The applicant stated that the Coast Guard never responded to her February 5,
2002 request for copies of “any existing document that states the rationale for the
decision in [the applicant’s] physical evaluation board case, analyzes the evidence, or
addresses the points made in [her] November 5, 19XX rebuttal to the board’s
recommended findings.”
The applicant argued that the Coast Guard’s advisory opinion was a document
crafted to rationalize the conclusory and deficient decision of the FPEB in this case. She
argued that it is the FPEB’s responsibility to render an explanation for its decisions, and
as such, she urged the Board to require the FPEB to properly perform its duty. She
alleged that the CGPC memorandum submitted in attachment to the advisory opinion
fails to analyze the record made during the FPEB hearing or examine the applicant’s
November 5, 19XX rebuttal to the that hearing.
The applicant further alleged that in paragraph 60 of the CGPC memorandum,
an unnamed medical officer is purportedly quoted as stating, upon his/her assessment
of the applicant’s case, that the applicant meets accession and retention standards. The
applicant contended that because no documents were submitted in support of
paragraph 60 and she was never furnished a copy of this assessment, the Board should
disregard paragraph 60 and its related conclusion in paragraph 5.
The applicant argued that the Coast Guard’s conduct of treating her as FFD is
irresponsible and only serves to deny her severance pay and penalize her for not
accepting the insufficient rating applied to her case by the CPEB. She questioned
CGPC’s rationale for objecting to her Navy physician’s recommendation that she stay
on the TDRL, as this physician holds clinical familiarity with her case. She contended
that the record in this case shows an apparent level of arbitrariness on the part of the
Coast Guard in that it found her FFD while the DVA rated her eighty percent disabled
and her treating physician recommended her retention on the TDRL.
APPLICABLE LAW
Medical Manual (COMDTINST M6000.1B)
Article 3.F.1.c. of the Medical Manual states the following:
Fitness for Duty. Members are ordinarily considered fit for duty unless they have a
physical impairment (or impairments) which interferes with the performance of the
duties of their grade or rating. A determination of fitness or unfitness depends upon the
individual’s ability to reasonably perform those duties.
Members considered
temporarily or permanently unfit for duty shall be referred to an Initial Medical Board
for appropriated disposition.
Provisions of the PDES Manual (COMDTINST M1850.2C)
The PDES Manual governs the separation of members due to physical disability.
Article 1.A. states that the PDES was “enacted primarily for the purpose of maintaining
a vital and fit military organization with full consciousness of the necessity for the
maximum use of available work force. These laws provide benefits for eligible service
members whose military service is terminated due to a service-connected disability, and
they prevent the arbitrary separation from the service of those individuals who incur a
disabling injury or disease, yet remain fit for duty.”
Article 2.A.50. of the PDES Manual defines being “unfit for continued duty” as
the “status of an individual member who is physically and/or mentally unable to
perform the duties of office, grade, rank, or rating because of physical disability
incurred while entitled to basic pay. …”
Article 2.C.2. of the PDES Manual, entitled “Fit for Duty/Unfit for Continued Duty”
states the following:
a. The sole standard in making determinations of physical disability as a basis for retirement or
separation shall be unfitness to perform the duties of office, grade, rank or rating because of
disease or injury incurred or aggravated through military service. Each case is to be considered
by relating the nature and degree of physical disability of the evaluee concerned to the
requirements and duties that a member may reasonably be expected to perform in his or her
office, grade, rank or rating. In addition, before separation or permanent retirement may be
ordered:
(1) There must be findings that the disability:
during a period of unauthorized absence.
(a) is of a permanent nature and stable, and
(b) was not the result of intentional misconduct or willful neglect and was not incurred
…
e. An evaluee whose manifest or latent impairment may be expected to interfere with the
performance of duty in the near future may be found “unfit for continued duty” even though the
member is currently physically capable of performing all assigned duties. …”
…
i. The existence of a physical defect or condition that is ratable under the standard schedule for
rating disabilities in use by the [Department of Veterans Affairs] does not of itself provide
justification for, or entitlement to, separation or retirement from military service because of
physical disability. Although a member may have physical impairments ratable in accordance
with the VASRD, such impairments do not necessarily render the member unfit for military duty.
…
Article 2.C.3. of the PDES Manual, entitled “Required Findings by the CPEB, FPEB,
and PRC” states the following:
a.
Evaluee on Active Duty for More than 30 Days (Other than a Ready Reservist on active duty
under an involuntary recall due to delinquency in drill). In these cases the board shall make
one of the following findings:
(1) Fit for Duty. If the board finds the active duty evaluee “Fit for Duty,” it shall make no
other findings.
…
(3) Unfit for Continued Duty by Reason of Condition or Defect Not a Physical Disability. If
the board finds the evaluee unfit for continued duty by reason of physical disability, the
board shall make the finding “Unfit for Continued Duty.” The board shall then make
the following findings:
(a) propose ratings for those disabilities which are themselves physically
unfitting or which relate to or contribute to the conditions(s) that cause
the evaluee to be unfit for continued duty. … In making this
professional judgment, board members will only rate those disabilities
which make an evaluee unfit for military service or which contribute to
his or her inability to perform military duty. … In accordance with the
current VASRD, the percentage of disability existing at the time of
evaluation, the code number and diagnostic nomenclature for each
disability, and the combined percentage of disability will be provided.
…
Evaluee on the TDRL. When the case of an evaluee on the TDRL appears before the board, the
board shall make independent findings and recommended disposition, based on the evaluee’s
current status and level of disability. The following policies apply to members on the TDRL:
(1) An evaluee will be continued on the TDRL when an intermediate (not final) periodic
examination indicates that his or her condition has not stabilized and that he or she
remains unfit for continued duty.
(2)
In all other TDRL cases, the provisions of paragraph 2.C.3.a. [above] shall apply, ….
c.
d. Amplifying Statements. When the basis for its findings and recommended disposition is not
readily apparent from the documents of record, … , the board will prepare an amplifying
statement, setting forth the basis for its findings and recommended disposition. …
Article 5.C.1.e. of the PDES Manual, entitled “Procedure During Formal Hearing;
Evidence,” states that “[f]indings and recommended disposition of the board can only
be based upon evidence of record.”
Article 5.C.11.b. of the PDES Manual entitled “Required Findings and
Recommended Disposition of the FPEB,” states that “[w]hen a member on the TDRL
appears before the FPEB, the FPEB’s required findings and recommended disposition
are to be in accordance with paragraph 2.C.3.c.”
Minimum Ratings,” provides the following:
Article 9.A.8.a. of the PDES Manual, entitled “Zero Percent Ratings and
Occasionally a medical condition which causes or contributes to unfitness for military
service is of such mild degree that it does not meet the criteria even for the lowest rating
provided in the VASRD under the applicable diagnostic code. A zero percent rating may
be applied in such cases …. It should be noted that a zero percent rating is a valid
disability rating and receives the same compensation as prescribed by law for ratings of
less than 30 percent. It does not mean that a disability does not exist. …
FINDINGS AND CONCLUSIONS
1.
3.
2.
The Board has jurisdiction concerning this matter pursuant to 10 U.S.C.
The Board makes the following findings and conclusions on the basis of the
applicant's military record and submissions, the Coast Guard's submission, and appli-
cable law:
§ 1552. The application was timely.
The applicant requested an oral hearing before the Board. The Chair, act-
ing pursuant to 33 C.F.R. § 52.31, denied the request and recommended disposition of
the case without a hearing. The Board concurs in that recommendation.
The applicant alleged that the FPEB improperly recommended that she be
found FFD without any explanation for such finding. When the FPEB evaluates the
fitness for duty of a member on the TDRL, the regulations mandate that the FPEB make
independent findings and a recommended disposition based on the member’s current
status and level of disability. PDES Manual, Article 2.C.3.c. The regulations also
provide that, where the FPEB recommends a finding of FFD, no other findings shall be
made. PDES Manual, Article 2.C.3.a.(1). However, “[w]hen the basis for [the FPEB’s]
findings and recommendation disposition is not readily apparent from the documents
of record,” the FPEB must furnish a statement of reasons for the findings and
recommendation. PDES Manual, Article 2.C.3.d. The threshold question before the
Board is therefore, whether facts and evidence in the applicant’s record made the
finding of FFD apparent from the record so as to relieve the FPEB of the duty to provide
a statement of reasons for its recommendation.
included, among other
information, (a) medical records from the applicant’s initial physical upon reporting to
recruit processing in 19XX; (b) evaluations and opinions by physicians who interviewed
and examined the applicant, while treating her condition; (c) medical records and charts
from her hospitalizations; (d) the report of the IMB and her subsequent placement on
the TDRL; (e) the approval of the applicant’s CO in separating her from active duty in
19XX; (f) the report dated March 19XX from the DVA; (g) the recommendation of the
March 26, 19XX Medical Board from the applicant’s periodic examination; (h) the final
opinion upon CPEB review; and (i) testimony from the applicant and her treating
neurologist, and numerous exhibits admitted during the FPEB panel hearing.
4.
The record of evidence before the FPEB
5.
6.
The Board finds that the evidence presented to the FPEB fails to clearly
indicate that the applicant was reasonably fit to perform the duties required for her
rating, grade and rank. COMDTINST M6000.1B, Article 3.F.1.c. As a result, the Board
finds that the basis for the FPEB’s recommended finding of FFD is not “readily
apparent” from the record. The record shows that prior to her placement on the TDRL
in 19XX, the applicant’s physical evaluations most often showed her to be FFD.
However, the FFD findings were made nearly two years prior to 19XX, and are not
materially relevant in the FPEB’s assessment of the applicant’s then “current status and
level of disability” in 19XX. PDES Manual, Articles 2.C.3.c. and 5.C.1.e. Furthermore,
during her March 26, 19XX periodic examination, the applicant stated that “since her
discharge …, she has done well with only occasional mild headache.” The periodic
examination report indicates that no laboratory studies or radiological tests were
completed because she was pregnant. Although the applicant stated that she had been
asymptomatic, no laboratory or radiological studies were performed to confirm her
statements in March 19XX or in July 19XX, when she appeared before the FPEB but was
no longer pregnant. Consequently, the applicant has proven by a preponderance of the
evidence that the FPEB was required to provide an amplifying statement for its finding
of FFD. PDES Manual, Article 2.C.3.d.
Based on the medical evidence in the record and the lack of explanation
by the FPEB, the Board finds that the FPEB’s recommended finding of FFD is not
supported by a preponderance of the evidence.2 The record establishes that the
applicant suffered from atypical basilar migraines. The medical evaluations and
assessments consistently cited the applicant’s condition as being migraine-related.
When the applicant underwent her March 19XX TDRL periodic examination, the
Medical Board concluded that “her condition continues to interfere with performing her
duties,” and that ”the risk of having a basilar migraine would prevent her from
reentering the Coast Guard at [the current time].” Furthermore, the CPEB findings,
which provided favorable support to the Medical Board recommendation, concluded
that the applicant was both mentally and physically unfit and recommended her
separation from the Coast Guard. In addition, prior to the FPEB hearing, the DVA
determined that the applicant’s condition was service-connected and warranted a
disability rating under VASRD Code 8100.3
2 On July 26, 2002, the Board requested an independent medical advisory opinion from the Coast Guard,
which would evaluate the medical evidence in the record and would offer an opinion whether the FPEB’s
finding of FFD is supported by substantial medical evidence. The Coast Guard responded that it was
unable to provide a medical advisory opinion in this case because the PDES process does not include
obtaining a third-party physician consultation.
3 The DVA examined the applicant and found her to be 80 percent disabled by her migraine headache
condition. However, having a ratable disability under the DVA system does not entitle a member of the
Coast Guard to a physical disability retirement or to a medical board. Title 10 U.S.C. § 1201(a) provides
the minimum statutory requirements a member of the Coast Guard must meet before the Secretary may
7.
On the other hand, the TDRL periodic examination showed that the
applicant had “no recurrence of her acute confusional states associated with the basilar
migraine she experienced in the past,” and was “asymptomatic” for the duration of
time she spent on the TDRL. Based on these findings, the Chief Counsel argued that the
applicant failed to demonstrate that her condition continued to exist. Instead of finding
that the applicant’s condition failed to exist, the March 19XX TDRL medical board
diagnosed her with basilar migraines and recommended (via testimony by letter before
the FPEB) that the applicant remain on the TDRL for further observation. Moreover,
the CPEB clearly found that the applicant’s disability existed and rendered her unfit
when it rated the applicant’s condition at zero percent. PDES Manual, Article 9.A.8.a.
Therefore, the fact that she was asymptomatic over the course of several months fails to
demonstrate that the applicant was FFD in the Coast Guard, particularly in light of the
medical evidence to the contrary. The Board finds by a preponderance of the evidence
that the Coast Guard committed an error and/or injustice in finding the applicant FFD.
Insofar as the Board has the duty to grant “thorough and fitting relief,” Sanders v.
United States, 207 Ct. Cl. 962, 963 (1975), the applicant should be found NFFD.
8.
Moreover, because the FPEB’s recommended finding of FFD is not
supported by a preponderance of the evidence, such error was prejudicial and should
be reversed. The applicant was offered the opportunity to reenlist in the Coast Guard
on active duty, when the preponderance of the evidence in the record indicates that she
was NFFD. Had the applicant reenlisted, such action would have worked to prejudice
the Coast Guard, the applicant, and those members with whom she would work. The
applicant’s supplemental medical records from December 2 and 3, 2002, demonstrate
that she was physically impaired when she experienced this migraine headache that
required immediate medical care. Furthermore, the latest hospitalization supports the
TDRL physician’s opinion that “the risk of having a basilar migraine would prevent
[the applicant] from reentering the U.S. Coast Guard….” In view of the applicant’s
medical records, it is not clear that the FPEB either qualitatively nor quantitatively
analyzed her prospective performance of the duties of her rank, grade, or rating to
determine whether her migraine condition was expected to interfere with the
performance of her duties. PDES Manual, Article 2.C.2.e.
award him or her a physical disability retirement. The Coast Guard’s regulations create additional
requirements that must be met before members are entitled to a physical disability retirement. Pursuant
to Article 2.C.2.i of the PDES Manual, the fact that the applicant’s conditions are ratable disabilities under
the DVA rating systems does not prove that she would have been found unfit for duty by a medical
board. The Court of Federal Claims has held that “[d]isability ratings by the [DVA] and by the Armed
Forces are made for different purposes. The [DVA] determines to what extent a veteran’s earning
capacity has been reduced as a result of specific injuries or combination of injuries …. The Armed Forces,
on the other hand, determine to what extent a member has been rendered unfit to perform the duties of
his office, grade, rank, or rating because of a physical disability …. Accordingly, [DVA] ratings are not
determinative of issues involved in military disability retirement cases.” Lord v. United States, 2 Cl. Ct.
749, 754 (1983).
9.
The applicant alleged that the Coast Guard erred in removing her from
the TDRL because, in connection with her periodic examination in March 19XX, the
Medical Board recommended that she be retained on the TDRL for further observation.
According to Article 2.C.3.c.1. of the PDES Manual, a member will be continued on the
TDRL, if the periodic examination indicates that the member’s “condition has not
stabilized and that he or she remains unfit for continued duty.” The record indicates
that the Medical Board recommended that “the member [be] referred to the Physical
Evaluation Board for final adjudication,” (emphasis supplied), which the Board
interprets to mean that her case was ready for processing through the Physical
Disability Evaluation System. The Board finds that in referring the applicant’s case to
the CPEB, the Medical Board found that her condition was “stabilized” to the point that
a permanent rating on the degree of the severity of her migraines could be determined.
Although the Medical Board recommended that the applicant remain on the TDRL,
nothing in the report indicates that her condition was of such instability to preclude a
final determination for disability rating purposes. Therefore, the Board finds that she
has failed to prove by a preponderance of the evidence that the Coast Guard erred in
not retaining her on the TDRL.
10.
VASRD Code 8100 provides for the rating of migraine headaches. It notes
that ratings range from zero to fifty percent, with a fifty percent rating assigned to
individuals with “very frequent completely prostrating and prolonged attacks
productive of severe economic inadaptability” and zero percent to those “with less
frequent attacks.’ The evidence shows that the applicant’s medical condition met the
requirements for referral to the CPEB. While finding the applicant mentally and
physically unfit for military service, the CPEB did not find evidence that the applicant
suffered from migraines of sufficient frequency to warrant a higher disability rating.
The headaches were reported by the March 19XX Medical Board as being “only
occasional.” Therefore, the Board finds by a preponderance of the evidence that the
applicant was appropriately evaluated and rated by the CPEB, and that there was no
error or injustice which occurred in that rating process which warrants granting the
applicant a higher disability rating.
11. Accordingly, the applicant’s request for relief should be, in part, granted.
[ORDER AND SIGNATURES APPEAR ON NEXT PAGE]
ORDER
The application of XXX XXXXXX X. XXXXXX, XXX XX XXXX, USCG, for the
correction of her military record is granted, in part, as follows:
The applicant’s record shall be corrected to show that on October 23, 19XX, she
was found unfit to perform the duties of her office, rank, grade, and rating by reason of
a physical disability and rated at zero percent disabled in accordance with the
Department of Veterans Affairs (DVA) Schedule for Rating Disabilities (VASRD).
Her record shall show that she was honorably discharged from the Coast Guard
with entitlement to severance pay.
Her DD form 214 shall be corrected to show that the authority for her discharge
shall be Article 12-B-15 of the Personnel Manual; her narrative reason for separation
shall be “Physical Disability”; her separation code shall be JFL; and her reenlistment
code shall be RE-3P.
The Coast Guard shall pay the applicant any sum she may be due as a result of
this correction.
Terence W. Carlson
Charles Medalen
Dorothy J. Ulmer
CG | BCMR | Disability Cases | 2002-072
He stated that DVA ratings are not determinative in military disability cases. Thus, contrary to the Coast Guard’s contention that the medical evidence supports the thirty percent disability rating, the Board finds that evidence in the medical record demonstrates that the applicant is entitled to a fifty percent rating for major depressive disorder. However, to the extent that the Coast Guard uses DOD Instruction 1339.32 to “supplement the terminology” for impairment, the applicant’s...
CG | BCMR | Disability Cases | 2004-124
§ 1201 provides that a member who is found to be “unfit to per- form the duties of the member’s office, grade, rank, or rating because of physical dis- ability incurred while entitled to basic pay” may be retired if the disability is (1) perma- nent and stable, (2) not a result of misconduct, and (3) for members with less than 20 years of service, “at least 30 percent under the standard schedule of rating disabilities in use by the Department of Veterans Affairs at the time of the...
CG | BCMR | Disability Cases | 2005-024
Because DM requiring glucose-lowering medications as well as dietary control is a disqualifying condition for retention on active duty under Article 3.F.10.e. He noted that the PDES Manual requires the Coast Guard to use the DVA’s VASRD schedule when assigning disability ratings. The Board begins each case presuming that the applicant’s military records are correct and that Coast Guard officials, including his doctors and medical evaluation boards, have acted correctly and in good faith in...
CG | BCMR | Disability Cases | 2002-140
On October 28, 199x, the CPEB reviewed the applicant’s case and recommended that he receive a 20-percent disability rating for his chronic lower back pain, which it analogized to VASRD codes 5299 and 5293.3 The CPEB recommended that he be sepa- rated with severance pay.4 On November 12, 199x, the applicant was informed of the CPEB’s findings and recommendation. He also stated that at the time of the FPEB, only the applicant’s back condition made him unfit for duty and so only the back...
CG | BCMR | Disability Cases | 2003-069
This final decision, dated December 18, 2003, is signed by the three duly APPLICANT’S REQUEST AND ALLEGATIONS The applicant, a former xxxxxxxxxxxxxxxxxxxx, asked the Board to correct her record to show that she was medically retired from the Coast Guard on January 9, 2002, with a 30% combined disability rating, including a 10% rating for neuritis of the left external popliteal nerve and a 20% rating for lumbar spondylosis, in accordance with the Veterans’ Affairs Schedule for Rating...
This final decision, dated December 18, 2003, is signed by the three duly APPLICANT’S REQUEST AND ALLEGATIONS The applicant, a former xxxxxxxxxxxxxxxxxxxx, asked the Board to correct her record to show that she was medically retired from the Coast Guard on January 9, 2002, with a 30% combined disability rating, including a 10% rating for neuritis of the left external popliteal nerve and a 20% rating for lumbar spondylosis, in accordance with the Veterans’ Affairs Schedule for Rating...
CG | BCMR | Disability Cases | 2006-135
The DVA stated the following: The injury occurred on August 27, 1970 in which you were diagnosed with Meniere’s syndrome by the military doctor after the physician performed an examination in service. This application was submitted approximately thirty-two years after the applicant’s FPEB proceedings and discharge from the Coast Guard. A medical diagnosis by the DVA some thirty years after the applicant’s discharge from the Coast Guard does not establish that at the time of his...
CG | BCMR | Disability Cases | 2003-133
The patient is currently without any other complaints at this time.” The doctor noted that the applicant had “chronic hepatitis-C with a histologic response to combination therapy, but the patient is unable to tolerate therapy long term due to side effects” and that he and another doctor had recommended a full year of treatment with pegylated Interferon and Rebetron. CGPC also alleged that “the medical findings and recommendations of each of the Applicant’s CPEBs were based on an...
CG | BCMR | Retirement Cases | 2007-080
This final decision, dated February 21, 2008, is approved and signed by the three duly APPLICANT’S REQUEST The applicant, a LCDR retired by reason of physical disability, asked the Board to correct her record to show that she was retained on active duty until she became eligible for retirement by reason of longevity (20 years of active service), at which time she then retired with a 60% disability rating in accordance with the findings of the Central Physical Evaluation Board (CPEB).2 This...
CG | BCMR | Disability Cases | 2005-078
The medical board noted that the applicant had been offered two years of limited duty for follow-up of his cancer, but now desired a medical board. (2) of the PDES Manual states when the CPEB (or FPEB) reviews the case of a member on the TDRL findings are required for any impairment not previously rated. The evidence further shows that the applicant was placed on the TDRL on March 15, 1999 due to "malignant neoplasm of the genitourinary system" with a 30% disability rating and that no...